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Market Abuse Regulation (MAR)

ONE Advisory has created a set of template policies, records and notifications and can assist companies with their MAR (Market Abuse Regulation) compliance requirements, both from the outset and going forward.

Our MAR service ensures that listed clients are fully compliant with their obligations under MAR. Our service includes:

  • Drafting MAR compliant policies (Securities Dealing Policy, Market Soundings Policy and Inside Information Policy, etc…);
  • Drafting MAR notification and application documentation (insider notifications, requests to deal, approval to deal, etc.…);
  • Maintenance of MAR registers (Insider Lists, PDMRs register and PCAs register);
  • Dealing with dealing request from PDMRs and PCAs;
  • Issuing notifications to the FCA where necessary; and
  • On-going advice in relation to MAR obligations.

 

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