MAR Compliance (Market Abuse Regulation)

ONE Advisory took the lead in 2016 and created a set of industry-wide MAR (Market Abuse Regulation) template policies, records and notifications for use by its clients. Our MAR experts assist companies with their MAR compliance requirements, both from the outset and going forward.

Our MAR service ensures that our Main Market, AIM or Aquis listed clients are fully compliant with their obligations under MAR. Our service includes:

  • Drafting MAR compliant policies (Securities Dealing Policy, Market Soundings Policy and Inside Information Policy, etc…);

  • Drafting MAR notification and application documentation (insider notifications, requests to deal, approval to deal, etc.…);

  • Maintenance of MAR registers (Insider Lists, PDMRs register and PCAs register);

  • Dealing with requests from PDMRs and PCAs;

  • Issuing notifications to the FCA where necessary; and

  • On-going advice in relation to MAR obligations.